Thermal management of high-power LEDs

In order to maintain a low junction temperature to keep good performance of an LED, every method of removing heat from LEDs should be considered. Conduction, convection, and radiation are the three means of heat transfer. Typically, LEDs are encapsulated in a transparent polyurethane-based resin, which is a poor thermal conductor. Nearly all heat produced is conducted through the back side of the chip.^[4] Heat is generated from the p–n junction by electrical energy that was not converted to useful light, and conducted to outside ambience through a long path, from junction to solder point, solder point to board, and board to the heat sink and then to the atmosphere. A typical LED side view and its thermal model are shown in the figures.

The junction temperature will be lower if the thermal impedance is smaller and likewise, with a lower ambient temperature. To maximize the useful ambient temperature range for a given power dissipation, the total thermal resistance from junction to ambient must be minimized.

The values for the thermal resistance vary widely depending on the material or component supplier. For example, R_JC will range from 2.6 °C/W to 18 °C/W, depending on the LED manufacturer. The thermal interface material’s (TIM) thermal resistance will also vary depending on the type of material selected. Common TIMs are epoxy, thermal grease, pressure-sensitive adhesive and solder. Power LEDs are often mounted on metal-core printed circuit boards (MCPCB), which will be attached to a heat sink. Heat conducted through the MCPCB and heat sink is dissipated by convection and radiation. In the package design, the surface flatness and quality of each component, applied mounting pressure, contact area, the type of interface material and its thickness are all important parameters to thermal resistance design.

Some considerations for passive thermal designs to ensure good thermal management for high power LED operation include:

Adhesive is a thermal conductive interface layer,^[5] which is commonly used to bond LED and board, and board and heat sinks and further optimizes the thermal performance. Current commercial adhesive is limited by relatively low thermal conductivity ~1 W/(mK).

Heat sinks provide a path for heat from the LED source to outside medium. Heat sinks can dissipate power in three ways: conduction (heat transfer from one solid to another), convection (heat transfer from a solid to a moving fluid, which for most LED applications will be air), or radiation (heat transfer from two bodies of different surface temperatures through Thermal radiation).

• Material – The thermal conductivity of the material that the heat sink is made from directly affects the dissipation efficiency through conduction. Normally this is aluminum, although copper may be used with an advantage for flat-sheet heat sinks. New materials include thermoplastics that are used when heat dissipation requirements are lower than normal or complex shape would be advantaged by injection molding, and natural graphite solutions which offer better thermal transfer than copper with a lower weight than aluminum plus the ability to be formed into complex two-dimensional shapes. Graphite is considered an exotic cooling solution and does come at a higher production cost. Heat pipes may also be added to aluminum or copper heat sinks to reduce spreading resistance.
• Shape – Thermal transfer takes place at the surface of the heat sink. Therefore, heat sinks should be designed to have a large surface area. This goal can be reached by using a large number of fine fins or by increasing the size of the heat sink itself.

Although a bigger surface area leads to better cooling performance, there must be sufficient space between the fins to generate a considerable temperature difference between the fin and the surrounding air. When the fins stand too close together, the air in between can become almost the same temperature as the fins, so that thermal transmission will not occur. Therefore, more fins do not necessarily lead to better cooling performance.

• Surface Finish – Thermal radiation of heat sinks is a function of surface finish, especially at higher temperatures. A painted surface will have a greater emissivity than a bright, unpainted one. The effect is most remarkable with flat-plate heat sinks, where about one-third of the heat is dissipated by radiation. Moreover, a perfectly flat contact area allows the use of a thinner layer of thermal compound, which will reduce the thermal resistance between the heat sink and LED source. On the other hand, anodizing or etching will also decrease the thermal resistance.
• Mounting method – Heat-sink mountings with screws or springs are often better than regular clips, thermal conductive glue or sticky tape.

For heat transfer between LED sources over 15 Watt and LED coolers, it is recommended to use a high thermal conductive interface material (TIM) which will create a thermal resistance over the interface lower than 0.2 K/W. Currently, the most common solution is to use a phase-change material, which is applied in the form of a solid pad at room temperature, but then changes to a thick, gelatinous fluid once it rises above 45 °C.

Heat pipes and vapor chambers are passive, and have effective thermal conductivities ranging from 10,000 to 100,000 W/m K. They can provide the following benefits in LED thermal management:^[6]

• Transport heat to a remote heat sink with minimum temperature drop
• Isothermalize a natural convection heat sink, increasing its efficiency and reducing its size. In one case, adding five heat pipes reduced the heat sink mass by 34%, from 4.4 kg to 2.9 kg.^[7]
• Efficiently transform the high heat flux directly under an LED to a lower heat flux that can be removed more easily.^[8]

• MCPCB – MCPCB (Metal Core PCB) are those boards which incorporate a base metal material as heat spreader as an integral part of the circuit board. The metal core usually consists of aluminum or copper alloy. Furthermore MCPCB can take advantage of incorporating a dielectric polymer layer with high thermal conductivity for lower thermal resistance.
• Separation – Separating the LED drive circuitry from the LED board prevents the heat generated by the driver from raising the LED junction temperature.

• Additive Process – Thick film is a selective additive deposition process which uses material only where it is needed. A more direct connection to the Al heat sink is provided; therefore thermal interface material is not needed for circuit building. Reduces the heat spreading layers and thermal footprint. Processing steps are reduced, along with the number of materials and amount of materials consumed.
• Insulated Aluminum Materials System – Increases thermal connectivity and provides high dielectric breakdown strength. Materials can be fired at less than 600 °C. Circuits are built directly onto aluminum substrates, eliminating the need for thermal interface materials. Through improved thermal connectivity, the junction temperature of the LED can be decreased by up to 10 °C. This allows the designer to either decrease the number of LEDs needed on a board, by increasing the power to each LED; or decrease the size of the substrate, to manage dimensional restrictions. It is also proven that decreasing the junction temperature of the LED dramatically improves the LED’s lifetime.

• Flip chip – The concept is similar to flip-chip in package configuration widely used in the silicon integrated circuit industry. Briefly speaking, the LED die is assembled face down on the sub-mount, which is usually silicon or ceramic, acting as the heat spreader and supporting substrate. The flip-chip joint can be eutectic, high-lead, lead-free solder or gold stub. The primary source of light comes from the back side of the LED chip, and there is usually a built-in reflective layer between the light emitter and the solder joints to reflect up the light which is emitted downward. Several companies have adopted flip-chip packages for their high-power LED, achieving about 60% reduction in the thermal resistance of the LED while keeping its thermal reliability.

The LED filament style of lamp combines many relatively low-power LEDs on a transparent glass substrate, coated with phosphor, and then encapsulated in silicone. The lamp bulb is filled with inert gas, which convects heat away from the extended array of LEDs to the envelope of the bulb. This design avoids the requirement for a large heat sink.

Some works about using active thermal designs to realize good thermal management for high power LED operation include:

Thermoelectric devices are a promising candidate for thermal management of high power LED owing to the small size and fast response.^[9] A TE device made by two ceramic plates can be integrated into a high power LED and adjust the temperature of LED by heat-conducting and electrical current insulation.^[10] Since ceramic TE devices tend to have a coefficient of thermal expansion mismatch with the silicon substrate of LED, silicon-based TE devices have been invented to substitute traditional ceramic TE devices. Silicon owning higher thermal conductivity (149 W/(m·K)) compared with aluminum oxide(30 W/(m·K)) also makes the cooling performance of silicon-based TE devices better than traditional ceramic TE devices.

The cooling effect of thermoelectric materials depends on the Peltier effect.^[11] When an external current is applied to a circuit composed of n-type and p-type thermoelectric units, the current will drive carriers in the thermoelectric units to move from one side to the other. When carriers move, heat also flows along with the carriers from one side to the other. Since the direction of heat transfer relies on the applied current, thermoelectric materials can function as a cooler with currents that drive carriers from the heated side to the other side.

A typical silicon-based TE device has a sandwich structure. Thermoelectric materials are sandwiched between two substrates made by high thermal conductivity materials.^[12] N-type and p-type thermoelectric units are connected sequentially in series as the middle layer. When a high power LED generates heat, the heat will first transfer through the top substrate to the thermoelectric units. With an applied external current, the heat will then be forced to flow to the bottom substrate through the thermoelectric units so that the temperature of the high power LED can be stable.

Cooling systems using liquids such as liquid metals, water, and stream^[13] also actively manage high power LED's temperature. Liquid cooling systems are made up of a driving pump, a cold plate, and a fan-cooled radiator.^[14] The heat generated by a high power LED will first transfer to liquids through a cold plate. Then liquids driven by a pump will circulate in the system to absorb the heat. Lastly, a fan-cooled radiator will cool the heated fluids for the next circulation. The circulation of liquids manages the temperature of the high power LED.

• LED lamp – solid state lighting (SSL)
• Thermal resistance in electronics
• Thermal management (electronics)
• Active cooling
• Synthetic jet

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