Ensemble interpretation

In his 1926^[5] paper introducing the concept of quantum scattering theory Max Born proposed to view "the motion of the particle follows the laws of probability, but the probability itself propagates in accord with causal laws", where the causal laws are Schrödinger's equations. As related in his 1954 Nobel Prize in Physics lecture ^[6] Born viewed the statistical character of quantum mechanics as an empirical observation with philosophical implications.

Einstein maintained consistently that the quantum mechanics only supplied a statistical view. In 1936 he wrote "“the ${\displaystyle \psi }$  function does not in any way describe a condition which could be that of a single system; it relates rather to many systems, to ‘an ensemble of systems’ in the sense of statistical mechanics.”^[7] However Einstein did not provide a detailed study of the ensemble, ultimately because he considered quantum mechanics itself to be incomplete primarily because it was only an ensemble theory.^[8] Einstein believed quantum mechanics was correct in the same sense that thermodynamics is correct, but that it was insufficient as means of unifying physics.^[9]

Also in the years around 1936, Karl Popper published philosophical studies countering the work of Heisenberg and Bohr. Popper considered their work as essentially subjectivist, unfalsifiable, and thus unscientific. He held that the quantum state represented statistical assertions which have no predictive power for individual particles.^[10] Popper described "propensities" as the correct notion of probability for quantum mechanics.

Although several other notable physicists championed the ensemble concept, including John C. Slater, Edwin C. Kemble, and Dmitry Blokhintsev,^[10] Leslie Ballentine's 1970 paper 'The statistical interpretation of quantum mechanics"^[11] and his textbook^[12] have become the main sources.^[8][10] Ballentine followed up with axiomatic development of propensity theory,^[13] analysis of decoherence in the ensemble interpretation^[14] and other papers spanning 40 years.

Perhaps the first expression of an ensemble interpretation was that of Max Born.^[5] In a 1968 article, he used the German words 'gleicher Haufen', which are often translated into English, in this context, as 'ensemble' or 'assembly'. The atoms in his assembly were uncoupled, meaning that they were an imaginary set of independent atoms that defines its observable statistical properties. Born did not develop a more detailed specification of ensembles to complete his scattering theory work.

Although Einstein described quantum mechanics as clearly an ensemble theory he did present a formal definition of an ensemble.^[15] Einstein sought a theory of individual entities, which he argued was not quantum mechanics.

Ballentine distinguish his particular ensemble interpretation the Statistical Interpretation. According to Ballentine, the distinguishing difference between many of the Copenhagen-like interpretations (CI) and the Statistical Interpretation (EI) is the following:^[11]

CI: A pure state provides a complete description of an individual system, e.g. an electron.

EI: A pure state describes the statistical properties of an ensemble of identically prepared systems.

Ballentine defines a quantum state as an ensemble of similarly prepared systems. For example, the system may be a single electron, then the ensemble will be "the set of all single electrons subjected to the same state preparation technique." He uses the example of a low-intensity electron beam prepared with a narrow range of momenta. Each prepared electron is a system, the ensemble consists of many such systems.

Ballentine emphasizes that the meaning of the "Quantum State" or "State Vector" may be described, essentially, by a one-to-one correspondence to the probability distributions of measurement results, not the individual measurement results themselves.^[16] A mixed state is a description only of the probabilities, ${\displaystyle {\mathcal {P}}(\chi _{1})}$  and ${\displaystyle {\mathcal {P}}(\chi _{2})}$  of positions, not a description of actual individual positions. A mixed state is a mixture of probabilities of physical states, not a coherent superposition of physical states.

Quantum observations are inherently statistical. For example, the electrons in a low-intensity double slit experiment arrive at random times and seemingly random places and yet eventually show an interference pattern.

The theory of quantum mechanics offer only statistical results. Given that we have prepared a system in a state ${\displaystyle \psi }$ , the theory predicts a result ${\displaystyle a_{j}}$  as a probability distribution:

${\displaystyle P(a_{j}|\psi )=|\langle a_{j}|\psi \rangle |^{2}}$ .

Different approaches to probability can be applied to connect the probability distribution of theory to the observed randomness.

Popper,^[18] Ballentine,^[13] Paul Humphreys,^[19] and others^[20] point to propensity as the correct interpretation of probability in science. Propensity, a form of causality that is weaker than determinism, is the tendency of a physical system to produce a result.^[21] Thus the mathematical statement

${\displaystyle Pr(e|G)=r}$ 

means the propensity for event ${\displaystyle e}$  to occur given the physical scenario ${\displaystyle G}$  is ${\displaystyle r}$ . The physical scenario is viewed as weakly causal condition.

The weak causation invalidates Bayes' theorem and correlation is no longer symmetric.^[19] As noted by Paul Humphreys, many physical examples show the lack of reciprocal correlation, for example, the propensity for smokers to get lung cancer does not imply lung cancer has a propensity to cause smoking.

Propensity closely matches the application of quantum theory: single event probability can be predicted by theory but only verified by repeated samples in experiment. Popper explicitly developed propensity theory to eliminate subjectivity in quantum mechanics.^[20]

An isolated quantum mechanical system, specified by a wave function, evolves in time in a deterministic way according to the Schrödinger equation that is characteristic of the system. Though the wave function can generate probabilities, no randomness or probability is involved in the temporal evolution of the wave function itself. This is agreed, for example, by Born,^[22] Dirac,^[23] von Neumann,^[24] London & Bauer,^[25] Messiah,^[26] and Feynman & Hibbs.^[27] An isolated system is not subject to observation; in quantum theory, this is because observation is an intervention that violates isolation.

The system's initial state is defined by the preparative procedure; this is recognized in the ensemble interpretation, as well as in the Copenhagen approach.^{[28][29][30][31]} The system's state as prepared, however, does not entirely fix all properties of the system. The fixing of properties goes only as far as is physically possible, and is not physically exhaustive; it is, however, physically complete in the sense that no physical procedure can make it more detailed. This is stated clearly by Heisenberg in his 1927 paper.^[32] It leaves room for further unspecified properties.^[33] For example, if the system is prepared with a definite energy, then the quantum mechanical phase of the wave function is left undetermined by the mode of preparation. The ensemble of prepared systems, in a definite pure state, then consists of a set of individual systems, all having one and the same definite energy, but each having a different quantum mechanical phase, regarded as probabilistically random.^[34] The wave function, however, does have a definite phase, and thus specification by a wave function is more detailed than specification by state as prepared. The members of the ensemble are logically distinguishable by their distinct phases, though the phases are not defined by the preparative procedure. The wave function can be multiplied by a complex number of unit magnitude without changing the state as defined by the preparative procedure.

The preparative state, with unspecified phase, leaves room for the several members of the ensemble to interact in respectively several various ways with other systems. An example is when an individual system is passed to an observing device so as to interact with it. Individual systems with various phases are scattered in various respective directions in the analyzing part of the observing device, in a probabilistic way. In each such direction, a detector is placed, in order to complete the observation. When the system hits the analyzing part of the observing device, that scatters it, it ceases to be adequately described by its own wave function in isolation. Instead it interacts with the observing device in ways partly determined by the properties of the observing device. In particular, there is in general no phase coherence between system and observing device. This lack of coherence introduces an element of probabilistic randomness to the system–device interaction. It is this randomness that is described by the probability calculated by the Born rule. There are two independent originative random processes, one that of preparative phase, the other that of the phase of the observing device. The random process that is actually observed, however, is neither of those originative ones. It is the phase difference between them, a single derived random process.

The Born rule describes that derived random process, the observation of a single member of the preparative ensemble. In the ordinary language of classical or Aristotelian scholarship, the preparative ensemble consists of many specimens of a species. The quantum mechanical technical term 'system' refers to a single specimen, a particular object that may be prepared or observed. Such an object, as is generally so for objects, is in a sense a conceptual abstraction, because, according to the Copenhagen approach, it is defined, not in its own right as an actual entity, but by the two macroscopic devices that should prepare and observe it. The random variability of the prepared specimens does not exhaust the randomness of a detected specimen. Further randomness is injected by the quantum randomness of the observing device. It is this further randomness that makes Bohr emphasize that there is randomness in the observation that is not fully described by the randomness of the preparation. This is what Bohr means when he says that the wave function describes "a single system". He is focusing on the phenomenon as a whole, recognizing that the preparative state leaves the phase unfixed, and therefore does not exhaust the properties of the individual system. The phase of the wave function encodes further detail of the properties of the individual system. The interaction with the observing device reveals that further encoded detail. It seems that this point, emphasized by Bohr, is not explicitly recognized by the ensemble interpretation, and this may be what distinguishes the two interpretations. It seems, however, that this point is not explicitly denied by the ensemble interpretation.

Einstein perhaps sometimes seemed to interpret the probabilistic "ensemble" as a preparative ensemble, recognizing that the preparative procedure does not exhaustively fix the properties of the system; therefore he said that the theory is "incomplete". Bohr, however, insisted that the physically important probabilistic "ensemble" was the combined prepared-and-observed one. Bohr expressed this by demanding that an actually observed single fact should be a complete "phenomenon", not a system alone, but always with reference to both the preparing and the observing devices. The Einstein–Podolsky–Rosen criterion of "completeness" is clearly and importantly different from Bohr's. Bohr regarded his concept of "phenomenon" as a major contribution that he offered for quantum theoretical understanding.^[35][36] The decisive randomness comes from both preparation and observation, and may be summarized in a single randomness, that of the phase difference between preparative and observing devices. The distinction between these two devices is an important point of agreement between Copenhagen and ensemble interpretations. Though Ballentine claims that Einstein advocated "the ensemble approach", a detached scholar would not necessarily be convinced by that claim of Ballentine. There is room for confusion about how "the ensemble" might be defined.

Niels Bohr famously insisted that the wave function refers to a single individual quantum system. He was expressing the idea that Dirac expressed when he famously wrote: "Each photon then interferes only with itself. Interference between different photons never occurs.".^[37] Dirac clarified this by writing: "This, of course, is true only provided the two states that are superposed refer to the same beam of light, i.e. all that is known about the position and momentum of a photon in either of these states must be the same for each."^[38] Bohr wanted to emphasize that a superposition is different from a mixture. He seemed to think that those who spoke of a "statistical interpretation" were not taking that into account. To create, by a superposition experiment, a new and different pure state, from an original pure beam, one can put absorbers and phase-shifters into some of the sub-beams, so as to alter the composition of the re-constituted superposition. But one cannot do so by mixing a fragment of the original unsplit beam with component split sub-beams. That is because one photon cannot both go into the unsplit fragment and go into the split component sub-beams. Bohr felt that talk in statistical terms might hide this fact.

The physics here is that the effect of the randomness contributed by the observing apparatus depends on whether the detector is in the path of a component sub-beam, or in the path of the single superposed beam. This is not explained by the randomness contributed by the preparative device.

The ensemble interpretation is notable for its relative de-emphasis on the duality and theoretical symmetry between bras and kets. The approach emphasizes the ket as signifying a physical preparation procedure.^[39] There is little or no expression of the dual role of the bra as signifying a physical observational procedure. The bra is mostly regarded as a mere mathematical object, without very much physical significance. It is the absence of the physical interpretation of the bra that allows the ensemble approach to by-pass the notion of "collapse". Instead, the density operator expresses the observational side of the ensemble interpretation. It hardly needs saying that this account could be expressed in a dual way, with bras and kets interchanged, mutatis mutandis. In the ensemble approach, the notion of the pure state is conceptually derived by analysis of the density operator, rather than the density operator being conceived as conceptually synthesized from the notion of the pure state.

An attraction of the ensemble interpretation is that it appears to dispense with the metaphysical issues associated with reduction of the state vector, Schrödinger cat states, and other issues related to the concepts of multiple simultaneous states. The ensemble interpretation postulates that the wave function only applies to an ensemble of systems as prepared, but not observed. There is no recognition of the notion that a single specimen system could manifest more than one state at a time, as assumed, for example, by Dirac.^[40] Hence, the wave function is not envisaged as being physically required to be "reduced". This can be illustrated by an example:

Consider a quantum die. If this is expressed in Dirac notation, the "state" of the die can be represented by a "wave" function describing the probability of an outcome given by:

${\displaystyle |\psi \rangle ={\frac {|1\rangle +|2\rangle +|3\rangle +|4\rangle +|5\rangle +|6\rangle }{\sqrt {6}}}}$ 

Where the "+" sign of a probabilistic equation is not an addition operator, it is the standard probabilistic Boolean operator OR. The state vector is inherently defined as a probabilistic mathematical object such that the result of a measurement is one outcome OR another outcome.

It is clear that on each throw, only one of the states will be observed, but this is not expressed by a bra. Consequently, there appears to be no requirement for a notion of collapse of the wave function/reduction of the state vector, or for the die to physically exist in the summed state. In the ensemble interpretation, wave function collapse would make as much sense as saying that the number of children a couple produced, collapsed to 3 from its average value of 2.4.

The state function is not taken to be physically real, or be a literal summation of states. The wave function, is taken to be an abstract statistical function, only applicable to the statistics of repeated preparation procedures. The ket does not directly apply to a single particle detection, but only the statistical results of many. This is why the account does not refer to bras, and mentions only kets.

The ensemble approach differs significantly from the Copenhagen approach in its view of diffraction. The Copenhagen interpretation of diffraction, especially in the viewpoint of Niels Bohr, puts weight on the doctrine of wave–particle duality. In this view, a particle that is diffracted by a diffractive object, such as for example a crystal, is regarded as really and physically behaving like a wave, split into components, more or less corresponding to the peaks of intensity in the diffraction pattern. Though Dirac does not speak of wave–particle duality, he does speak of "conflict" between wave and particle conceptions.^[41] He indeed does describe a particle, before it is detected, as being somehow simultaneously and jointly or partly present in the several beams into which the original beam is diffracted. So does Feynman, who speaks of this as "mysterious".^[42]

The ensemble approach points out that this seems perhaps reasonable for a wave function that describes a single particle, but hardly makes sense for a wave function that describes a system of several particles. The ensemble approach demystifies this situation along the lines advocated by Alfred Landé, accepting Duane's hypothesis. In this view, the particle really and definitely goes into one or other of the beams, according to a probability given by the wave function appropriately interpreted. There is definite quantal transfer of translative momentum between particle and diffractive object.^[43] This is recognized also in Heisenberg's 1930 textbook,^[44] though usually not recognized as part of the doctrine of the so-called "Copenhagen interpretation". This gives a clear and utterly non-mysterious physical or direct explanation instead of the debated concept of wave function "collapse". It is presented in terms of quantum mechanics by other present day writers also, for example, Van Vliet.^[45][46] For those who prefer physical clarity rather than mysterianism, this is an advantage of the ensemble approach, though it is not the sole property of the ensemble approach. With a few exceptions,^{[44][47][48][49][50][51][52]} this demystification is not recognized or emphasized in many textbooks and journal articles.

David Mermin sees the ensemble interpretation as being motivated by an adherence ("not always acknowledged") to classical principles.

"[...] the notion that probabilistic theories must be about ensembles implicitly assumes that probability is about ignorance. (The 'hidden variables' are whatever it is that we are ignorant of.) But in a non-deterministic world probability has nothing to do with incomplete knowledge, and ought not to require an ensemble of systems for its interpretation".

However, according to Einstein and others, a key motivation for the ensemble interpretation is not about any alleged, implicitly assumed probabilistic ignorance, but the removal of "…unnatural theoretical interpretations…". A specific example being the Schrödinger cat problem, but this concept applies to any system where there is an interpretation that postulates, for example, that an object might exist in two positions at once.

Mermin also emphasises the importance of describing single systems, rather than ensembles.

"The second motivation for an ensemble interpretation is the intuition that because quantum mechanics is inherently probabilistic, it only needs to make sense as a theory of ensembles. Whether or not probabilities can be given a sensible meaning for individual systems, this motivation is not compelling. For a theory ought to be able to describe as well as predict the behavior of the world. The fact that physics cannot make deterministic predictions about individual systems does not excuse us from pursuing the goal of being able to describe them as they currently are."^[53]

The ensemble interpretation states that superpositions are nothing but subensembles of a larger statistical ensemble. That being the case, the state vector would not apply to individual cat experiments, but only to the statistics of many similar prepared cat experiments. Proponents of this interpretation state that this makes the Schrödinger's cat paradox a trivial non-issue. However, the application of state vectors to individual systems, rather than ensembles, has claimed explanatory benefits, in areas like single-particle twin-slit experiments and quantum computing (see Schrödinger's cat applications). As an avowedly minimalist approach, the ensemble interpretation does not offer any specific alternative explanation for these phenomena.

The claim that the wave functional approach fails to apply to single particle experiments cannot be taken as a claim that quantum mechanics fails in describing single-particle phenomena. In fact, it gives correct results within the limits of a probabilistic or stochastic theory.

Probability always requires a set of multiple data, and thus single-particle experiments are really part of an ensemble — an ensemble of individual experiments that are performed one after the other over time. In particular, the interference fringes seen in the double-slit experiment require repeated trials to be observed.

Leslie Ballentine promoted the ensemble interpretation in his book Quantum Mechanics, A Modern Development. In it,^[54] he described what he called the "Watched Pot Experiment". His argument was that, under certain circumstances, a repeatedly measured system, such as an unstable nucleus, would be prevented from decaying by the act of measurement itself. He initially presented this as a kind of reductio ad absurdum of wave function collapse.^[55]

The effect has been shown to be real. Ballentine later wrote papers claiming that it could be explained without wave function collapse.^[56]

• Atomic electron transition
• Interpretations of quantum mechanics

• Quantum mechanics as Wim Muynk sees it Archived 2016-03-04 at the Wayback Machine
• Kevin Aylwards's account of the ensemble interpretation
• Detailed ensemble interpretation by Marcel Nooijen^{[permanent dead link‍]}
• Pechenkin, A.A. The early statistical interpretations of quantum mechanics
• Krüger, T. An attempt to close the Einstein–Podolsky–Rosen debate^{[permanent dead link‍]}
• Duda, J. Four-dimensional understanding of quantum mechanics
• Ulf Klein's website on the statistical interpretation of quantum theory
• Mamas, D.L. An intrinsic quantum state interpretation of quantum mechanics
• Klein, U. From probabilistic mechanics to quantum theory