Homology (biology)

Homology was noticed by Aristotle (c. 350 BC),^[1] and was explicitly analysed by Pierre Belon in his 1555 Book of Birds, where he systematically compared the skeletons of birds and humans. The pattern of similarity was interpreted as part of the static great chain of being through the mediaeval and early modern periods: it was not then seen as implying evolutionary change. In the German Naturphilosophie tradition, homology was of special interest as demonstrating unity in nature.^[2][3] In 1790, Goethe stated his foliar theory in his essay "Metamorphosis of Plants", showing that flower parts are derived from leaves.^[4] The serial homology of limbs was described late in the 18th century. The French zoologist Etienne Geoffroy Saint-Hilaire showed in 1818 in his theorie d'analogue ("theory of homologues") that structures were shared between fishes, reptiles, birds, and mammals.^[5] When Geoffroy went further and sought homologies between Georges Cuvier's embranchements, such as vertebrates and molluscs, his claims triggered the 1830 Cuvier-Geoffroy debate. Geoffroy stated the principle of connections, namely that what is important is the relative position of different structures and their connections to each other.^[3] Embryologist Karl Ernst von Baer stated what are now called von Baer's laws in 1828, noting that related animals begin their development as similar embryos and then diverge: thus, animals in the same family are more closely related and diverge later than animals which are only in the same order and have fewer homologies. Von Baer's theory recognises that each taxon (such as a family) has distinctive shared features, and that embryonic development parallels the taxonomic hierarchy: not the same as recapitulation theory.^[3] The term "homology" was first used in biology by the anatomist Richard Owen in 1843 when studying the similarities of vertebrate fins and limbs, defining it as the "same organ in different animals under every variety of form and function",^[6] and contrasting it with the matching term "analogy" which he used to describe different structures with the same function. Owen codified 3 main criteria for determining if features were homologous: position, development, and composition. In 1859, Charles Darwin explained homologous structures as meaning that the organisms concerned shared a body plan from a common ancestor, and that taxa were branches of a single tree of life.^[2][7][3]

The word homology, coined in about 1656, is derived from the Greek ὁμόλογος homologos from ὁμός homos 'same' and λόγος logos 'relation'.^[8][9][a]

Similar biological structures or sequences in different taxa are homologous if they are derived from a common ancestor. Homology thus implies divergent evolution. For example, many insects (such as dragonflies) possess two pairs of flying wings. In beetles, the first pair of wings has evolved into a pair of hard wing covers,^[12] while in Dipteran flies the second pair of wings has evolved into small halteres used for balance.^[b][13]

Similarly, the forelimbs of ancestral vertebrates have evolved into the front flippers of whales, the wings of birds, the running forelegs of dogs, deer, and horses, the short forelegs of frogs and lizards, and the grasping hands of primates including humans. The same major forearm bones (humerus, radius, and ulna^[c]) are found in fossils of lobe-finned fish such as Eusthenopteron.^[14]

The opposite of homologous organs are analogous organs which do similar jobs in two taxa that were not present in their most recent common ancestor but rather evolved separately. For example, the wings of insects and birds evolved independently in widely separated groups, and converged functionally to support powered flight, so they are analogous. Similarly, the wings of a sycamore maple seed and the wings of a bird are analogous but not homologous, as they develop from quite different structures.^[15][16] A structure can be homologous at one level, but only analogous at another. Pterosaur, bird and bat wings are analogous as wings, but homologous as forelimbs because the organ served as a forearm (not a wing) in the last common ancestor of tetrapods, and evolved in different ways in the three groups. Thus, in the pterosaurs, the "wing" involves both the forelimb and the hindlimb.^[17] Analogy is called homoplasy in cladistics, and convergent or parallel evolution in evolutionary biology.^[18][19]

Specialised terms are used in taxonomic research. Primary homology is a researcher's initial hypothesis based on similar structure or anatomical connections, suggesting that a character state in two or more taxa share is shared due to common ancestry. Primary homology may be conceptually broken down further: we may consider all of the states of the same character as "homologous" parts of a single, unspecified, transformation series. This has been referred to as topographical correspondence. For example, in an aligned DNA sequence matrix, all of the A, G, C, T or implied gaps at a given nucleotide site are homologous in this way. Character state identity is the hypothesis that the particular condition in two or more taxa is "the same" as far as our character coding scheme is concerned. Thus, two Adenines at the same aligned nucleotide site are hypothesized to be homologous unless that hypothesis is subsequently contradicted by other evidence. Secondary homology is implied by parsimony analysis, where a character state that arises only once on a tree is taken to be homologous.^[20][21] As implied in this definition, many cladists consider secondary homology to be synonymous with synapomorphy, a shared derived character or trait state that distinguishes a clade from other organisms.^[22][23][24]

Shared ancestral character states, symplesiomorphies, represent either synapomorphies of a more inclusive group, or complementary states (often absences) that unite no natural group of organisms. For example, the presence of wings is a synapomorphy for pterygote insects, but a symplesiomorphy for holometabolous insects. Absence of wings in non-pterygote insects and other organisms is a complementary symplesiomorphy that unites no group (for example, absence of wings provides no evidence of common ancestry of silverfish, spiders and annelid worms). On the other hand, absence (or secondary loss) of wings is a synapomorphy for fleas. Patterns such as these lead many cladists to consider the concept of homology and the concept of synapomorphy to be equivalent.^[25][24] Some cladists follow the pre-cladistic definition of homology of Haas and Simpson,^[26] and view both synapomorphies and symplesiomorphies as homologous character states.^[27]

Homologies provide the fundamental basis for all biological classification, although some may be highly counter-intuitive. For example, deep homologies like the pax6 genes that control the development of the eyes of vertebrates and arthropods were unexpected, as the organs are anatomically dissimilar and appeared to have evolved entirely independently.^[28][29]

The embryonic body segments (somites) of different arthropod taxa have diverged from a simple body plan with many similar appendages which are serially homologous, into a variety of body plans with fewer segments equipped with specialised appendages.^[30] The homologies between these have been discovered by comparing genes in evolutionary developmental biology.^[28]

Among insects, the stinger of the female honey bee is a modified ovipositor, homologous with ovipositors in other insects such as the Orthoptera, Hemiptera, and those Hymenoptera without stingers.^[31]

The three small bones in the middle ear of mammals including humans, the malleus, incus, and stapes, are today used to transmit sound from the eardrum to the inner ear. The malleus and incus develop in the embryo from structures that form jaw bones (the quadrate and the articular) in lizards, and in fossils of lizard-like ancestors of mammals. Both lines of evidence show that these bones are homologous, sharing a common ancestor.^[32]

Among the many homologies in mammal reproductive systems, ovaries and testicles are homologous.^[33]

Rudimentary organs such as the human tailbone, now much reduced from their functional state, are readily understood as signs of evolution, the explanation being that they were cut down by natural selection from functioning organs when their functions were no longer needed, but make no sense at all if species are considered to be fixed. The tailbone is homologous to the tails of other primates.^[34]

In many plants, defensive or storage structures are made by modifications of the development of primary leaves, stems, and roots. Leaves are variously modified from photosynthetic structures to form the insect-trapping pitchers of pitcher plants, the insect-trapping jaws of Venus flytrap, and the spines of cactuses, all homologous.^[35]

Certain compound leaves of flowering plants are partially homologous both to leaves and shoots, because their development has evolved from a genetic mosaic of leaf and shoot development.^[36][37]

•  
  One pinnate leaf of European ash
•  
  Detail of palm leaf
•  
  Leaf petioles adapted as spines in Fouquieria splendens
•  
  The very large leaves of the banana, Musa acuminata
•  
  Succulent water storage leaf of Aloe
•  
  Insect-trapping leaf of Venus flytrap
•  
  Insect-trapping leaf of pitcher plant
•  
  Food storage leaves in an onion bulb

The four types of flower parts, namely carpels, stamens, petals, and sepals, are homologous with and derived from leaves, as Goethe correctly noted in 1790. The development of these parts through a pattern of gene expression in the growing zones (meristems) is described by the ABC model of flower development. Each of the four types of flower parts is serially repeated in concentric whorls, controlled by a small number of genes acting in various combinations. Thus, A genes working alone result in sepal formation; A and B together produce petals; B and C together create stamens; C alone produces carpels. When none of the genes are active, leaves are formed. Two more groups of genes, D to form ovules and E for the floral whorls, complete the model. The genes are evidently ancient, as old as the flowering plants themselves.^[4]

Developmental biology can identify homologous structures that arose from the same tissue in embryogenesis. For example, adult snakes have no legs, but their early embryos have limb-buds for hind legs, which are soon lost as the embryos develop. The implication that the ancestors of snakes had hind legs is confirmed by fossil evidence: the Cretaceous snake Pachyrhachis problematicus had hind legs complete with hip bones (ilium, pubis, ischium), thigh bone (femur), leg bones (tibia, fibula) and foot bones (calcaneum, astragalus) as in tetrapods with legs today.^[38]

As with anatomical structures, sequence homology between protein or DNA sequences is defined in terms of shared ancestry. Two segments of DNA can have shared ancestry because of either a speciation event (orthologs) or a duplication event (paralogs). Homology among proteins or DNA is typically inferred from their sequence similarity. Significant similarity is strong evidence that two sequences are related by divergent evolution of a common ancestor. Alignments of multiple sequences are used to indicate which regions of each sequence are homologous.^[40]

Homologous sequences are orthologous if they are descended from the same ancestral sequence separated by a speciation event: when a species diverges into two separate species, the copies of a single gene in the two resulting species are said to be orthologous. The term "ortholog" was coined in 1970 by the molecular evolutionist Walter Fitch.^[41]

Homologous sequences are paralogous if they were created by a duplication event within the genome. For gene duplication events, if a gene in an organism is duplicated, the two copies are paralogous. They can shape the structure of whole genomes and thus explain genome evolution to a large extent. Examples include the Homeobox (Hox) genes in animals. These genes not only underwent gene duplications within chromosomes but also whole genome duplications. As a result, Hox genes in most vertebrates are spread across multiple chromosomes: the HoxA–D clusters are the best studied.^[42]

Some sequences are homologous, but they have diverged so much that their sequence similarity is not sufficient to establish homology. However, many proteins have retained very similar structures, and structural alignment can be used to demonstrate their homology.^[43]

It has been suggested that some behaviours might be homologous, based either on sharing across related taxa or on common origins of the behaviour in an individual's development; however, the notion of homologous behavior remains controversial,^[44] largely because behavior is more prone to multiple realizability than other biological traits. For example, D. W. Rajecki and Randall C. Flanery, using data on humans and on nonhuman primates, argue that patterns of behaviour in dominance hierarchies are homologous across the primates.^[45]

As with morphological features or DNA, shared similarity in behavior provides evidence for common ancestry.^[46] The hypothesis that a behavioral character is not homologous should be based on an incongruent distribution of that character with respect to other features that are presumed to reflect the true pattern of relationships. This is an application of Willi Hennig's^[47] auxiliary principle.

• Analogy (biology)
• Primitive (phylogenetics)

• Brigandt, Ingo (2011) "Essay: Homology." In: The Embryo Project Encyclopedia. ISSN 1940-5030. http://embryo.asu.edu/handle/10776/1754
• Carroll, Sean B. (2006). Endless Forms Most Beautiful. New York: W.W. Norton & Co. ISBN 978-0-297-85094-6.
• Carroll, Sean B. (2006). The making of the fittest: DNA and the ultimate forensic record of evolution. New York: W.W. Norton & Co. ISBN 978-0-393-06163-5.
• DePinna, M.C. (1991). "Concepts and tests of homology in the cladistic paradigm". Cladistics. 7 (4): 367–94. CiteSeerX 10.1.1.487.2259. doi:10.1111/j.1096-0031.1991.tb00045.x. S2CID 3551391.
• Dewey, C.N.; Pachter, L. (April 2006). "Evolution at the nucleotide level: the problem of multiple whole-genome alignment". Human Molecular Genetics. 15 (Spec No 1): R51–R56. doi:10.1093/hmg/ddl056. PMID 16651369.
• Fitch, W.M. (May 2000). "Homology a personal view on some of the problems". Trends in Genetics. 16 (5): 227–31. doi:10.1016/S0168-9525(00)02005-9. PMID 10782117.
• Gegenbaur, G. (1898). Vergleichende Anatomie der Wirbelthiere ... Leipzig.{{cite book}}: CS1 maint: location missing publisher (link)
• Haeckel, Еrnst (1866). Generelle Morphologie der Organismen. Bd 1-2. Вerlin.{{cite book}}: CS1 maint: location (link) CS1 maint: location missing publisher (link)
• Kuzniar, A.; van Ham, R.C.; Pongor, S.; Leunissen, J.A. (November 2008). "The quest for orthologs: finding the corresponding gene across genomes". Trends Genet. 24 (11): 539–551. doi:10.1016/j.tig.2008.08.009. PMID 18819722.
• Mindell, D.P.; Meyer, A. (2001). "Homology evolving" (PDF). Trends in Ecology and Evolution. 16 (8): 434–40. Bibcode:2001TEcoE..16..434M. doi:10.1016/S0169-5347(01)02206-6. Archived from the original (PDF) on 27 June 2010.
• Owen, Richard (1847). On the archetype and homologies of the vertebrate skeleton. London: John van Voorst, Paternoster Row.

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